Dominick Bay Pagliaro
Investment adviser representative at J.P. Morgan Securities LLC
20 yearsExperience
4 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- J.P. Morgan Securities LLCFeb 2021 to now
- JPMorgan Chase Bank, N.A.Feb 2021 to now
- Rkdp LLCFeb 2021 to Apr 2025
- TD Ameritrade Invesetment Management, LLCJun 2020 to Dec 2020
- TD AmeritradeMay 2020 to Jan 2021
- AXA Advisors, LLCAug 2017 to Apr 2020
- Rkdp, LLC (formerly-lwlolm, LLC)Feb 2017 to Feb 2021
- Wells Fargo Clearing Services, LLCMay 2007 to Jan 2017
- Wells Fargo Advisors LLCJul 2006 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 4 states (CT, FL, HI, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5348209
- Firm CRD
- 79