Lori Ann Zern
Investment adviser representative at LPL Financial LLC
22 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCJul 2021 to now
- Bergkamp Financial IncJun 2020 to Jul 2021
- Ascension Lutheran ChurchApr 2019 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesJan 2019 to Jul 2021
- Duane BergkampAug 2018 to Jul 2021
- Bergkamp, Mckinley LLCMay 2018 to Jul 2021
- Waddell & Reed IncMay 2018 to Jul 2021
- Village Tours LLCOct 2004 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (KS, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5344934
- Firm CRD
- 6413