Christopher C Garvin
Investment adviser representative at Nomura Capital Management LLC
16 yearsExperience
1 stateRegistered in
$651.3MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- Nomura Capital Management LLCSep 2026 to now
- Macquarie Investment Management Business TrustApr 2020 to now
- Delaware Distributors, LPJul 2019 to now
- Macquarie Investment ManagementJun 2019 to now
- Clearbridge InvestmentsJan 2019 to May 2019
- Legg Mason & CoJan 2019 to May 2019
- Legg Mason Investor Services LLCJan 2019 to May 2019
- Neuberger Berman LLCOct 2010 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (PA).
Nomura Capital Management LLC
$651.3MAssets managed
2Clients
48Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5343706
- Firm CRD
- 324417