Brian Edward Frick
Investment adviser representative at USA Financial Securities LLC
21 yearsExperience
12 statesRegistered in
$296.5MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- USA Financial Securities LLCNov 2017 to now
- Frick Tax & Financial PllcJul 2005 to now
- Invest Financial CorpMay 2007 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 12 states (AZ, CA, CO, FL, ID, MN, NC, NE, OH, OR, TX, VA).
USA Financial Securities LLC
$296.5MAssets managed
1,246Clients
127Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5343524
- Firm CRD
- 103857