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Seth N Maulfair

Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Commonwealth Financial NetworkJan 2024 to now
  2. Peoples & Co Private Wealth StewardshipJan 2024 to now
  3. Cjm Custom CarpentryJan 2017 to now
  4. Morgan StanleyMar 2021 to Jan 2024
  5. Park Avenue Securities, LLCJun 2018 to Feb 2021
  6. Guardian Life Insurance Co of AmericaAug 2017 to Feb 2021
  7. Lincoln InvestmentJan 2016 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2008
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 1 state (PA).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5341121
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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