John V Rivera
Investment adviser representative at Hilltop Securities Inc.
27 yearsExperience
11 statesRegistered in
$2.5BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Hilltop Securities Inc.Sep 2025 to now
- J.P. Morgan Securities LLCDec 2014 to Sep 2025
- JPMorgan Chase Bank, NA.Nov 2014 to Sep 2025
- The Finishing Touch Painting CoApr 1999 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 11 states (AZ, CA, CO, FL, IL, NV, OH, OK, OR, TX, WA).
Hilltop Securities Inc.
$2.5BAssets managed
3,407Clients
138Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5336853
- Firm CRD
- 6220