Snigdha Adhikari
Investment adviser representative at Principal Securities, Inc.
19 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Principal Securities, Inc.Jun 2023 to now
- Principal Life Insurance CompanyJun 2023 to now
- UnemployedMar 2022 to Jun 2023
- Aegis Capital CorpOct 2021 to Feb 2022
- MML Investors ServicesJul 2021 to Aug 2021
- Massmutual Life Insurance Co.May 2021 to Aug 2021
- UnemployedJan 2021 to May 2021
- Pruco Securities, LLC.May 2007 to Jan 2021
- The Prudential Insurance Company of AmericaMay 2007 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (IL).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5336278
- Firm CRD
- 1137