Brian J Cotroneo
Investment adviser representative at Moors & Cabot, Inc
13 yearsExperience
15 statesRegistered in
$4BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Moors & Cabot, Inc.Jul 2023 to now
- Moors Cabot IncJun 2023 to now
- Aviance Capital Partners LLCOct 2020 to Jun 2023
- Aspen Group, Inc.Mar 2020 to Oct 2020
- Harbor View AdvisorsAug 2019 to Mar 2020
- US NavyMar 2013 to Aug 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 15 states (CA, CO, CT, FL, GA, IL, MD, MT, NC, NJ, NY, OH, PA, TX, WI).
Moors & Cabot, Inc
Legal name: Moors & Cabot, Inc.
$4BAssets managed
5,074Clients
79Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5329180
- Firm CRD
- 594