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Vincent E Florack

Investment adviser representative at Northwestern Mutual Investment Services,LLC
21 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

21 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyDec 2025 to now
  2. Northwestern Mutual Investment Services, LLCAug 2025 to now
  3. Joseph GuinJul 2025 to now
  4. Timothy HenderJul 2025 to now
  5. Joseph G GuinJun 2025 to Aug 2025
  6. Timothy George HenderJun 2025 to Aug 2025
  7. UnemployedJul 2024 to Jun 2025
  8. Morningstar IncApr 2004 to Jul 2024

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (IL).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5324289
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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