Cheng aik Ong
Investment adviser representative at HSBC Securities (USA) Inc.
13 yearsExperience
21 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
Are you Cheng aik Ong? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- HSBC Securities (USA) Inc.Oct 2023 to now
- HSBC Bank USA N.A.Oct 2023 to now
- N/aMay 2023 to Oct 2023
- Cetera Investment Services LLCApr 2022 to Apr 2023
- Cathay BankFeb 2022 to Apr 2023
- HSBC Securities (USA) Inc.Jul 2018 to Feb 2022
- HSBC Bank USA, N.A.Jun 2013 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 21 states (AK, AL, CA, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5317599
- Firm CRD
- 19585