Mark C Chen
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
7 statesRegistered in
CFP® certification, ChFC®Designations
$3.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Securities (USA) Inc.Mar 2022 to now
- HSBC Bank USA, N.A.Feb 2022 to now
- The Leaders Group, Inc.Mar 2019 to Feb 2022
- Vanbridge (wholesale)Mar 2019 to Feb 2022
- Unionbanc Investment ServicesJun 2017 to Mar 2019
- HSBC Bank USA, N.A.Aug 2016 to Jun 2017
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 65 · Uniform Investment Adviser Law2008
- Series 63 · Uniform Securities Agent State Law2012
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 7 states (AZ, CA, CT, GA, IN, OH, TX).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5317395
- Firm CRD
- 19585