Joseph Ordonez
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Oct 2025 to now
- Principal Life Insurance CompanyOct 2025 to now
- Kestra Advisory Services, LLCFeb 2025 to Oct 2025
- Kestra Investment Services, LLCFeb 2025 to Oct 2025
- Pensionmark Securities, LLCOct 2024 to Feb 2025
- Pensionmark Financial GroupMay 2022 to Feb 2025
- John Hancock Distributors LLCFeb 2012 to May 2022
- John HancockJan 2012 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2009
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5315309
- Firm CRD
- 1137