Lindsay Morganstein
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to now
- Ameriprise Financial Services, LLCAug 2021 to Aug 2024
- Anacapa Advisors, LLCDec 2020 to Jun 2022
- HomemakerApr 2020 to Dec 2020
- Wise World Investment Planning, LLCAug 2019 to Mar 2020
- HomemakerJul 2017 to Aug 2019
- Robotic Trading Advisors, LLCAug 2016 to Jul 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2016
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5314399
- Firm CRD
- 7691