Carlos Alberto Prince
Investment adviser representative at Legacy Edge Advisors
14 yearsExperience
1 stateRegistered in
$1.2BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Legacy Edge Advisors, LLCMay 2025 to now
- Bank of America, N.A.Jan 2022 to May 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2021 to May 2025
- TIAA-CREF Individual & Institutional Services, LLCApr 2012 to Nov 2021
- TIAAMar 2012 to Nov 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (PA).
Legacy Edge Advisors
Legal name: Legacy Edge Advisors, LLC
$1.2BAssets managed
532Clients
19Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5312820
- Firm CRD
- 328064