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Laura Marie Hickman

Investment adviser representative at Mai Capital Management, LLC
15 yearsExperience
2 statesRegistered in
$52.1BFirm assets
26 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

15 years in the industry.

  1. Mai Capital Management, LLCDec 2024 to now
  2. Stifel, Nicolaus & Company, IncorporatedOct 2022 to Nov 2024
  3. Benchmark Investments, LLCJul 2021 to Oct 2022
  4. Jmp SecuritiesFeb 2011 to Jul 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law2007
  • Series 65 · Uniform Investment Adviser Law2022

State registrations

Registered as an investment adviser representative in 2 states (NJ, NY).

Mai Capital Management, LLC

$52.1BAssets managed
16,261Clients
306Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5312441
Firm CRD
109807
Advisor's SEC record (opens in a new tab)
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