Skip to content

David Hancock Northrup

Investment adviser representative at First Trust Advisors LP
16 yearsExperience
2 statesRegistered in
$309.2BFirm assets
35 yearsFirm in business

Are you David Hancock Northrup? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. First Trust Advisors L.P.Jun 2017 to now
  2. First Trust Portfolios L.P.Jun 2017 to now
  3. Neuberger Berman LLCAug 2010 to Jun 2017

Exams passed

  • Series 66 · Uniform Combined State Law2008

State registrations

Registered as an investment adviser representative in 2 states (IL, TX).

First Trust Advisors LP

$309.2BAssets managed
5,731Clients
606Advisers
35 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5303904
Firm CRD
107027
Advisor's SEC record (opens in a new tab)
CallContact this firm