Thomas Marshall Baker
Investment adviser representative at Transamerica Financial Advisors, LLC
34 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
34 years in the industry.
- Solterra LLCApr 2016 to now
- World System Builders (wsb)Jul 2015 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- World Financial GroupFeb 2007 to now
- Thomas M. Baker & Linda A. Baker Joint Owners of 2 Rental HomesJun 1992 to now
- John Chi International CompanySep 2015 to May 2019
- Clear EnergyMay 2002 to Dec 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (WA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5303013
- Firm CRD
- 16164