Thomas A Walker
Investment adviser representative at Rooted Financial Group, LLC
13 yearsExperience
2 statesRegistered in
$108.7MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Rooted Financial Group, LLCMar 2025 to now
- Dmk Advisor GroupJun 2023 to now
- Pace Financial Advisors, Inc.Mar 2023 to now
- Arkos Global Advisors, LLCJan 2022 to Mar 2023
- Fsc Securities Corp.Dec 2018 to Jan 2022
- Financial Advocates Investment ManagementNov 2017 to Dec 2018
- LPL Financial, LLCNov 2017 to Nov 2018
- Edward JonesNov 2013 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (OR, TX).
Rooted Financial Group, LLC
$108.7MAssets managed
254Clients
2Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5302443
- Firm CRD
- 335302