Leslie Ann Kollar
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
11 yearsExperience
3 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
Are you Leslie Ann Kollar? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedOct 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2018 to Oct 2023
- RBC Capital Markets, LLC.Jun 2018 to Nov 2018
- J.P. Morgan Securities LLCJul 2015 to Jun 2018
- JPMorgan Chase Bank NAJul 2015 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 3 states (CA, MO, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5299138
- Firm CRD
- 793