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Andrew Scott Thomas

Investment adviser representative at Vanguard Advisers, Inc.
12 yearsExperience
2 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Vanguard Advisers, Inc.Sep 2021 to now
  2. The Vanguard Group, Inc.Sep 2021 to now
  3. Vanguard Marketing CorporationSep 2021 to now
  4. Break It Take It, LLCOct 2020 to now
  5. First Command Financial PlanningMay 2019 to Sep 2021
  6. Leap Wealth ManagementSep 2017 to Apr 2019
  7. TD AmeritradeAug 2014 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2007
  • Series 65 · Uniform Investment Adviser Law2010
  • Series 66 · Uniform Combined State Law2014

State registrations

Registered as an investment adviser representative in 2 states (AZ, TX).

Vanguard Advisers, Inc.

$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5298282
Firm CRD
106715
Advisor's SEC record (opens in a new tab)
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