Nicole A. Elliott
Investment adviser representative at J.P. Morgan Securities LLC
10 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- The Tbm Group LLC.Jun 2024 to now
- J.P. Morgan Securities LLCDec 2023 to now
- Charles Schwab & Co., Inc.Jun 2020 to Nov 2023
- JP Morgan Securities, LLCJul 2018 to Jun 2020
- UnemployedJun 2017 to Jun 2018
- MML Investors Services, LLCMar 2017 to May 2017
- Metlife Securities IncApr 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5297100
- Firm CRD
- 79