Kevin Thomas Brock
Investment adviser representative at Benjamin F. Edwards & Company, Incorporated
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$18.9BFirm assets
Are you Kevin Thomas Brock? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Benjamin F. Edwards & Company, Inc.Dec 2025 to now
- Benjamin F. EdwardsDec 2025 to now
- First Citizens Asset ManagementSep 2017 to Dec 2025
- First Citizens Investor ServicesSep 2017 to Dec 2025
- MML Investors Services, LLCMar 2017 to Sep 2017
- Massachusetts Mutual Life Insurance CompanyJul 2016 to Sep 2017
- Metlife Securities IncSep 2008 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (SC).
Benjamin F. Edwards & Company, Incorporated
$18.9BAssets managed
33,057Clients
514Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5295509
- Firm CRD
- 146936