Zohaib Tariq
Investment adviser representative at Cape Investment Advisory, Inc.
8 yearsExperience
1 stateRegistered in
$473.7MFirm assets
16 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- Cape Investment Advisory, Inc.Jan 2025 to now
- American Global Wealth ManagementDec 2024 to now
- Pruco Securities, LLCJun 2024 to Sep 2024
- The Prudential Insurance Company of AmericaJun 2024 to Sep 2024
- CitigroupOct 2022 to Apr 2024
- LyftApr 2022 to Sep 2022
- UberApr 2022 to Sep 2022
- J.P. Morgan Securities LLCAug 2021 to Apr 2022
- JPMorgan Chase Bank, N.A.Aug 2021 to Apr 2022
- Spartan Capital Securities, LLCNov 2019 to Jul 2021
- Woodstock Financial Group, IncOct 2017 to Nov 2019
- Four Points Capital Partners LLCSep 2016 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Cape Investment Advisory, Inc.
$473.7MAssets managed
1,013Clients
31Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5290948
- Firm CRD
- 146384