Taylor Wan
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Apr 2026 to now
- Wells Fargo Clearing Services, LLCJun 2022 to Apr 2026
- JP Morgan Chase Bank, N.A.Aug 2019 to Jun 2022
- JP Morgan Securities, LLCAug 2019 to Jun 2022
- Charles Schwab & Co., Inc.Jun 2016 to Jul 2019
- Charles Schwab BankJun 2016 to Jul 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5289793
- Firm CRD
- 8174