Syed Farooq Tirmizi
Investment adviser representative at Elphinstone
18 yearsExperience
1 stateRegistered in
$1.4MFirm assets
5 yearsFirm in business
Are you Syed Farooq Tirmizi? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Finalis Securities LLCApr 2025 to now
- Alere LLCJul 2024 to now
- Elphinstone, Inc.Jun 2020 to now
- Itg Inc.Jan 2008 to now
- AvalereMar 2016 to Jun 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2020
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NY).
Elphinstone
Legal name: Elphinstone, Inc.
$1.4MAssets managed
579Clients
1Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5289471
- Firm CRD
- 311264