Sylvia Yoonhee Ahn
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Mar 2024 to now
- Principal Life Insurance CompanyMar 2024 to now
- Massmutual Life Insurance CompanyNov 2022 to Mar 2024
- MML Investors Services, LLCNov 2022 to Mar 2024
- Minnesota Life Insurance CoJul 2020 to Nov 2022
- Securian Financial Services IncJul 2020 to Nov 2022
- Tax & Financial GroupJul 2020 to Nov 2022
- Hercules InvestmentsSep 2019 to Jul 2020
- Rose Meat Services IncOct 2018 to Feb 2019
- Tst Management IncJul 2016 to Jan 2019
- Index Strategy AdvisorsSep 2013 to Jul 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5287469
- Firm CRD
- 1137