Stephen Bornet
Investment adviser representative at TD Private Client Wealth LLC
12 yearsExperience
3 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- TD Bank N.A.Oct 2023 to now
- TD Private Client Wealth LLCOct 2023 to now
- Morgan StanleyMar 2023 to Aug 2023
- E*trade Capital Management LLCJan 2019 to Aug 2023
- E*trade Securities LLCJan 2019 to Aug 2023
- TD AmeritradeAug 2011 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 3 states (CT, NJ, NY).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5286133
- Firm CRD
- 164484