James Larkin Braxton
Investment adviser representative at Swmg, LLC
19 yearsExperience
1 stateRegistered in
$430.4MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- Swmg, LLCAug 2026 to now
- UnemployedApr 2026 to Aug 2026
- Thrivent FinancialAug 2022 to Apr 2026
- Thrivent Investment Management IncAug 2022 to Apr 2026
- UnemployedMay 2022 to Aug 2022
- First Command Advisory ServicesDec 2015 to Apr 2022
- First Command Financial Planning, Inc.Apr 2007 to Apr 2022
- First Command Financial Services, Inc.Apr 2007 to Apr 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (TX).
Swmg, LLC
$430.4MAssets managed
429Clients
7Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5284052
- Firm CRD
- 166688