Ann marie Ocone
Investment adviser representative at New England Capital Financial Advisors LLC
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$768MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- New England Capital Financial Advisors LLCMay 2012 to now
- New England CapitalDec 2006 to now
- Purshe Kaplan Sterling InvestmentsJan 2013 to Sep 2023
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2012
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 1 state (CT).
New England Capital Financial Advisors LLC
$768MAssets managed
1,219Clients
6Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5283747
- Firm CRD
- 109203