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Eric Drake Maloy

Investment adviser representative at Gladstone Management Corporation
16 yearsExperience
1 stateRegistered in
$4.8BFirm assets
24 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. Gladstone Management CorporationFeb 2018 to now
  2. Gladstone Securities, LLCFeb 2018 to now
  3. UnemployedOct 2017 to Feb 2018
  4. Mufg Securities Americas Inc.Apr 2017 to Jul 2017
  5. Btmu Securities, Inc.Jan 2016 to Mar 2017
  6. Mufg Union Bank N.A.Jun 2010 to Sep 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2007

State registrations

Registered as an investment adviser representative in 1 state (TX).

Gladstone Management Corporation

$4.8BAssets managed
5Clients
1Advisers
24 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5282420
Firm CRD
122482
Advisor's SEC record (opens in a new tab)
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