Joan Kelley Holmes
Investment adviser representative at Cwm, LLC
19 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- Cwm, LLCOct 2020 to now
- Applied Financial PlanningOct 2017 to now
- Cetera Wealth Services, LLCOct 2020 to Aug 2026
- LPL Financial, LLCNov 2017 to Oct 2020
- Girard Securities, Inc.Jan 2007 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5282044
- Firm CRD
- 155344