Johanna Elyse Mockett
Investment adviser representative at Transamerica Financial Advisors, LLC
20 yearsExperience
4 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
20 years in the industry.
- Inheritguard, LLCDec 2024 to now
- Lspn Pro LLCMar 2023 to now
- Mockett, Inc.Dec 2021 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- Revolution Financial ManagementAug 2006 to now
- WfgiaAug 2006 to now
- Mockett Financial Inc.Jun 2015 to Sep 2022
- Cmg and AssociatesJan 2011 to Jan 2017
- One Accord ManagementJan 2006 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 4 states (CA, NJ, TN, TX).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5281318
- Firm CRD
- 16164