Brian D Pellegrini
Investment adviser representative at Esi Financial Advisors
15 yearsExperience
1 stateRegistered in
CFADesignation
$2.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Equity Services, Inc.May 2025 to now
- National Life GroupMay 2025 to now
- MML Investors Services LLCSep 2024 to May 2025
- Mass Mutual Life Insurance CompanyJun 2024 to May 2025
- Northwestern Mutual Investment Services LLCMay 2024 to Sep 2024
- Northwestern Mutual Life Insurance CompanyMay 2024 to Sep 2024
- Intertemporal EconomicsJan 2018 to Apr 2024
- Connolly InsightJun 2011 to Dec 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5279119
- Firm CRD
- 265