David Franklin Spivey
Investment adviser representative at Voya Financial Advisors, Inc.
19 yearsExperience
1 stateRegistered in
$3.9BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- Voya Financial Advisors, Inc.Jun 2026 to now
- Franklin Spivey Financial LLCSep 2013 to now
- Gwn Securities Inc.Jan 2023 to Aug 2023
- Voya Financial AdvisorsSep 2014 to Dec 2022
- Capital Insurance AgencyJan 2007 to Jun 2026
Exams passed
- Series 65 · Uniform Investment Adviser Law2017
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 1 state (FL).
Voya Financial Advisors, Inc.
$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5278243
- Firm CRD
- 2882