Nicholas Anthony Punzio
Investment adviser representative at Vestgen Advisors, LLC
10 yearsExperience
1 stateRegistered in
$6.7BFirm assets
4 yearsFirm in business
Are you Nicholas Anthony Punzio? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Private Client ServicesDec 2024 to now
- Vestgen Advisors, LLCJan 2023 to now
- LPL Financial LLCJan 2023 to Dec 2024
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jan 2023
- Fidelity Brokerage Services LLCApr 2016 to Jan 2023
Exams passed
- Series 66 · Uniform Combined State Law2008
- Series 63 · Uniform Securities Agent State Law2011
State registrations
Registered as an investment adviser representative in 1 state (IL).
Vestgen Advisors, LLC
$6.7BAssets managed
22,790Clients
58Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5277539
- Firm CRD
- 318657