James Robert Caldwell
Investment adviser representative at Bfc Planning, Inc.
11 yearsExperience
1 stateRegistered in
$3.8BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Bfc Planning, Inc.Feb 2019 to now
- Berthel Fisher & Company Financial Services, Inc.Feb 2019 to now
- Securities America AdvisorsSep 2015 to Feb 2019
- Securities America IncSep 2015 to Feb 2019
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (ND).
Bfc Planning, Inc.
$3.8BAssets managed
11,448Clients
231Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5276864
- Firm CRD
- 119682