Mindy Yu
Investment adviser representative at Betterment
10 yearsExperience
1 stateRegistered in
$69.5BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- BettermentAug 2021 to now
- Stash Capital LLCDec 2019 to Aug 2021
- Stash Financial IncDec 2019 to Aug 2021
- UBS Financial Services Inc.Mar 2019 to Nov 2019
- Foreside Fund Services, LLCMar 2016 to Mar 2019
- Wisdomtree Asset Management, Inc.Feb 2016 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2014
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
Betterment
Legal name: Betterment LLC
$69.5BAssets managed
1,022,488Clients
28Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5275860
- Firm CRD
- 149117