Stephen J Rafter
Investment adviser representative at LPL Financial LLC
4 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
4 years in the industry.
- LPL Financial LLCJan 2024 to now
- State Employee Cr Union of MdDec 2020 to now
- On the BorderJun 2018 to now
- LPL Financial LLCApr 2020 to Dec 2020
- State Employees Credit Union of MarylandNov 2019 to Dec 2020
- Good Life Advisors, LLCNov 2017 to Jun 2018
- LPL Financial LLCNov 2017 to Jun 2018
- Charles Schwab & Co., Inc.Apr 2016 to Nov 2017
- Charles Schwab BankApr 2016 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5275256
- Firm CRD
- 6413