Thomas Jerome Schmidt
Investment adviser representative at New York Life Investment Management LLC
19 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
19 years in the industry.
- New York Life Investment Management LLCApr 2024 to now
- New York Life InvestmentsApr 2024 to now
- Putnam Investments/putnam Retail ManagementFeb 2022 to Jan 2024
- Foreside Fund Services, LLCMar 2020 to Feb 2022
- Rock Harbor, LLCFeb 2020 to Mar 2022
- Cetera Advisor NetworksAug 2019 to Feb 2020
- Walnut Creek Wealth ManagementJul 2019 to Feb 2020
- Mbsc Securities CorporationFeb 2007 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5272996
- Firm CRD
- 109591