David Farace
Investment adviser representative at Wells Fargo Advisors
17 yearsExperience
3 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Wells Fargo Advisors Financial NetworkJun 2026 to now
- Wells Fargo Clearing Services, LLC (Jul 2025 to now
- Allspring Funds Distributor, LLCAug 2024 to Jul 2025
- Allspring Funds Management, LLCAug 2024 to Jul 2025
- Allspring Global Investments, LLC.Nov 2021 to Aug 2024
- Wells Fargo Asset ManagementJul 2017 to Nov 2021
- Foreside Fund Services, LLCAug 2014 to Apr 2017
- Golden Capital Management, LLCMay 2009 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2007
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 3 states (NC, SC, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5269631
- Firm CRD
- 19616