Brook Emme Thompson
Investment adviser representative at Park Avenue Securities LLC
13 yearsExperience
1 stateRegistered in
$19.6BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Park Avenue Securities LLCJun 2022 to now
- Guardian Life Insurance CompanyJan 2022 to now
- Fbl Marketing Services, LLCNov 2018 to Jan 2022
- Farm BureauOct 2018 to Jan 2022
- UnemploymentMay 2018 to Oct 2018
- Cetera Advisors Networks, LLCMay 2017 to May 2018
- Cwm, LLCMar 2017 to May 2017
- Various Insurance Carriers for W & R Insurance AgenciesNov 2013 to Mar 2017
- Waddell & Reed IncNov 2013 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 1 state (NE).
Park Avenue Securities LLC
$19.6BAssets managed
82,118Clients
1,904Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5267292
- Firm CRD
- 46173