James Harvey Berry
Investment adviser representative at Spc
14 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- SpcMay 2026 to now
- Sigma Financial CorporationMay 2026 to now
- Sigma Planning CorporationMay 2026 to now
- Berry Finacial & Insurance SolutionsAug 2012 to now
- Tlg Advisors IncAug 2014 to May 2026
- The Leaders Group IncSep 2013 to May 2026
- Brandt InsuranceAug 2013 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5265269
- Firm CRD
- 110692