Carol Chang
Investment adviser representative at Cetera Investment Advisers LLC
20 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Residental Town HouseJul 2019 to now
- Avantax Advisory ServicesJan 2008 to Sep 2025
- Avantax Insurance Agency, LLCNov 2007 to Sep 2025
- Avantax Insurance Agency And/or Avantax Insurance ServicesJul 2007 to Sep 2025
- Avantax Investment Services, Inc.Dec 2006 to Sep 2025
- Carol C. Chang CpaJul 2006 to Nov 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5264939
- Firm CRD
- 105644