Michael Richard Sima
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
11 yearsExperience
1 stateRegistered in
$138.7BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
11 years in the industry.
- Cambridge Investment Research Advisors, Inc.Jul 2020 to now
- Cambridge Investment Research, Inc.Jul 2020 to now
- The Prudential Insurance Company of AmericaSep 2018 to Jul 2020
- Pruco Securities, LLCAug 2018 to Jul 2020
- UnemployedMay 2018 to Aug 2018
- Meeder Investment ManagementFeb 2018 to Apr 2018
- UnemployedJun 2017 to Feb 2018
- Eagle Strategies LLCMay 2015 to Jun 2017
- Nylife Securities LLCMay 2015 to Jun 2017
- Ferris Financial, LLCMay 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (OH).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5263772
- Firm CRD
- 134139