Joseph A Falzone
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaMay 2022 to now
- Pruco Securities LLCMay 2022 to Nov 2024
- UnemployedMar 2022 to May 2022
- Truist Investment Services, Inc.Feb 2021 to Mar 2022
- Bb&t Securities, LLC.Dec 2019 to Mar 2022
- Suntrust Advisory ServicesSep 2016 to Mar 2022
- Suntrust Investment Servies, IncMay 2013 to Mar 2022
- Suntrust BankApr 2013 to Mar 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (GA).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5252693
- Firm CRD
- 8733