Gurpreet J Khalsa
Investment adviser representative at Mariner Independent
17 yearsExperience
2 statesRegistered in
$7.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Mariner IndependentOct 2020 to now
- Mariner Platform SolutionsOct 2020 to now
- Pace Wealth AdvisorsOct 2020 to now
- Morgan Stanley Private Bank, N.AJan 2015 to Oct 2020
- Morgan Stanley Private Bank, National AssociationJan 2015 to Oct 2020
- Morgan Stanley Smith BarneyJun 2009 to Oct 2020
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5249870
- Firm CRD
- 305418