Skip to content

Michael Niroda jr

Investment adviser representative at TD Private Client Wealth LLC
10 yearsExperience
15 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business

Are you Michael Niroda jr? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. TD Private Client Wealth LLCJan 2022 to now
  2. TD Bank N.A.Jan 2022 to now
  3. Wells Fargo Bank, NAFeb 2018 to Dec 2021
  4. Wells Fargo Clearing Services, LLCFeb 2018 to Dec 2021
  5. Citizens BankFeb 2016 to Feb 2018
  6. Citizens Securities, IncFeb 2016 to Feb 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2017
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 15 states (CT, DE, FL, MA, MD, ME, NC, NH, NJ, NY, PA, RI, SC, VA, VT).

TD Private Client Wealth LLC

$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5248993
Firm CRD
164484
Advisor's SEC record (opens in a new tab)
CallContact this firm