Joseph Thomas
Investment adviser representative at Osaic Wealth, Inc.
19 yearsExperience
11 statesRegistered in
CFADesignation
$234.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Osaic Wealth, Inc.Nov 2023 to now
- Thomas Financial Company LLCJul 2009 to now
- Fsc Securities CorporationMar 2007 to Nov 2023
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 11 states (AR, CA, FL, IL, IN, MI, NM, OH, RI, TX, WI).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5248826
- Firm CRD
- 23131