Thomas J Curtin
Investment adviser representative at Osaic Advisory Services, LLC
13 yearsExperience
1 stateRegistered in
$15.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Osaic Advisory Services, LLCNov 2024 to now
- Osaic Wealth, Inc.Jun 2024 to now
- Arbor Point AdvisorsJun 2021 to Nov 2024
- Securities America, IncJun 2021 to Jun 2024
- Hammond Iles Wealth AdvisorsDec 2019 to May 2021
- Cuna Brokerage Services, Inc.Jun 2018 to Nov 2019
- Cuna Mutual GroupJun 2018 to Nov 2019
- UnemployedMar 2018 to Jun 2018
- LPL FinancialMay 2017 to Mar 2018
- Westfield BankMay 2017 to Mar 2018
- UnemployedJan 2017 to Apr 2017
- Northern Lights Distributors, LLCJan 2014 to Dec 2016
- Wellesley Investment Advisors, Inc.Dec 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (CT).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5243482
- Firm CRD
- 171070