Junia Pan li
Investment adviser representative at RBC Capital Markets, LLC
14 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Junia Pan li? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- RBC Capital Markets, LLCOct 2024 to now
- HSBC Securities (USA) Inc.Feb 2023 to Jul 2024
- HSBC Bank USA, N.A.Jan 2023 to Jul 2024
- Capital Group Private Client Services, Inc.Jul 2021 to Jan 2023
- Capital Bank & Trust CompanyJan 2021 to Jan 2023
- HSBCJul 2017 to Jan 2021
- JP Morgan ChaseJan 2012 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2012
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5242618
- Firm CRD
- 31194